Simon David Farquhar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Properly Protected Limited
FRN 948509
- SMF3 Executive Director (since 5 Jan 2022)
AMAS Investments Limited (no longer approved here)
FRN 706535
- CF1 Director (AR) (12 Sep 2017 to 1 Apr 2022)
Hoyl Independent Advisers Ltd (no longer approved here)
FRN 433927
- CF1 Director (AR) (8 Sep 2015 to 30 Oct 2017)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF1 Director (AR) (21 Nov 2007 to 1 Dec 2008)
- CF30 Customer (1 Nov 2007 to 1 Dec 2008)
- CF22 Investment Adviser (Trainee) (15 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.