Stephen Waite

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2023)
    • [FCA CF] Client dealing (since 22 Nov 2023)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (20 Dec 2021 to 20 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (5 Oct 2021 to 17 Nov 2023)
    • [FCA CF] Client dealing (5 Oct 2021 to 17 Nov 2023)
    • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 17 Nov 2023)
  • Create FM Ltd (no longer approved here)

    FRN 585747

    • Employed By (5 Oct 2021 to 20 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (21 Jan 2014 to 30 Sep 2021)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (21 Jan 2014 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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