Shaun Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Apr 2009 to 7 May 2009)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • MacRobins Ltd (no longer approved here)

    FRN 454247

    • (2)Employed By (8 Jun 2007 to 31 Dec 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (27 Nov 2006 to 30 Apr 2007)
    • CF22 Investment Adviser (Trainee) (21 Mar 2005 to 27 Nov 2006)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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