Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth John Burfitt

    IRN KJB01107

    • CF30 Customer (14 Feb 2011 to 18 Jul 2014)
  • Kevin Anthony O'Shea

    IRN KAO01030

    • CF30 Customer (21 Dec 2011 to 8 May 2015)
  • Kevin Broadbent

    IRN KXB00124

    • [FCA CF] Manager of certification employee (11 Apr 2022 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
  • Kevin Stopps

    IRN KPS01021

    • Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
    • CF3 Chief Executive (5 Sep 2013 to 17 Oct 2018)
    • CF1 Director (19 Sep 2006 to 8 Dec 2019)
  • Kim Alexandra Stapley-Hinds

    IRN KXS00833

    • [FCA CF] Client dealing (1 May 2025 to 1 Apr 2026)
  • Kim Bearcroft

    IRN KEB01032

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Kim Hancock

    IRN KXH00398

    • [FCA CF] Manager of certification employee (26 Feb 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Kirsty Minor

    IRN KXM00596

    • [FCA CF] Client dealing (18 May 2023 to 15 Aug 2025)
  • Kirsty Puplett

    IRN KXP00323

    • [FCA CF] Significant management (2 Feb 2023 to 31 Mar 2025)
  • Kirsty Tanner

    IRN KXT00265

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.