Kevin Anthony O'Shea

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 May 2024)
    • [FCA CF] Functions requiring qualifications (since 8 May 2024)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 8 Sep 2023)
    • [FCA CF] Client dealing (1 Apr 2020 to 8 Sep 2023)
    • CF30 Customer (18 Jun 2015 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (21 Dec 2011 to 8 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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