Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kjersti Wiklund

    IRN KXW00311

    • [FCA CF] Material risk taker (20 Oct 2025 to 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (9 Sep 2022 to 1 Apr 2026)
  • Laura Kidner

    IRN LXK00171

    • [FCA CF] Client dealing (18 May 2023 to 2 Jan 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 2 Jan 2024)
  • Lauren Burrisson

    IRN LXB00839

    • [FCA CF] Client dealing (25 Sep 2025 to 1 Apr 2026)
  • Leanne Turner

    IRN LXT00366

    • [FCA CF] Client dealing (17 Nov 2025 to 1 Apr 2026)
  • Lee Daniel Harris

    IRN LDH01048

    • [FCA CF] Manager of certification employee (22 May 2025 to 1 Apr 2026)
  • Lee Harvey Darrington

    IRN LHD01019

    • [FCA CF] Client dealing (12 Jun 2024 to 18 Mar 2026)
  • Lee Matthews

    IRN LXM01584

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Apr 2026)
  • Lee Scott McKenzie MacDonald

    IRN LSM01036

    • [FCA CF] Manager of certification employee (24 Jun 2024 to 1 Apr 2026)
  • Lee Sweeting

    IRN LXS01325

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2021)
    • CF30 Customer (16 Feb 2012 to 8 Dec 2019)
  • Leigh Cecil

    IRN LXC01852

    • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (4 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.