Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leon Edward Buckley

    IRN LXB00111

    • [FCA CF] Manager of certification employee (26 Mar 2024 to 1 Apr 2026)
  • Leona Harrison

    IRN LXH00674

    • [FCA CF] Client dealing (8 Dec 2025 to 1 Apr 2026)
  • Lesley Ann Allman

    IRN LXA15376

    • [FCA CF] Client dealing (8 Jun 2023 to 1 Apr 2026)
  • Liam Andrew Cullen

    IRN LXC00427

    • [FCA CF] Client dealing (17 Jul 2025 to 1 Apr 2026)
  • Liam Raddon

    IRN LXR00264

    • [FCA CF] Manager of certification employee (5 Nov 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Lisa Wiggins

    IRN LXW00148

    • [FCA CF] Manager of certification employee (26 Mar 2024 to 1 Apr 2026)
  • Louis Evans

    IRN LXE00158

    • [FCA CF] Client dealing (12 Dec 2024 to 6 Jun 2025)
  • Louise Perkins

    IRN LXP00454

    • [FCA CF] Client dealing (21 Aug 2025 to 1 Apr 2026)
  • Lucy Chahil

    IRN LXC23476

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 10 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2022)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Luke Brooks

    IRN LXB01362

    • [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (23 Oct 2020 to 2 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 8 Aug 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.