Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
    • [FCA CF] Client dealing (since 12 Jun 2024)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 19 Apr 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 10 Mar 2022)
    • [FCA CF] Client dealing (2 Jul 2021 to 10 Mar 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 10 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2022)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.