Lisa Wiggins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFS Milbourne Financial Services Limited

    FRN 125051

    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 30 Jan 2023)
    • [FCA CF] Client dealing (since 9 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 30 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (26 Mar 2024 to 1 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

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