Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luke Springthorpe

    IRN LXS07631

    • CF30 Customer (29 Oct 2018 to 27 Sep 2019)
  • Lyndon Paul Massey

    IRN LXM00017

    • CF30 Customer (8 Aug 2008 to 3 Jun 2011)
  • Lynn Blackley

    IRN LXB00573

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Lynne Carr-Briggs

    IRN LXC00499

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Maja Brzeska

    IRN MXB01153

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Mandy Bailey

    IRN MXB01456

    • [FCA CF] Manager of certification employee (23 Feb 2024 to 1 Apr 2026)
  • Manmeet Sohal Kalsi

    IRN MXK00128

    • [FCA CF] Manager of certification employee (6 Jul 2023 to 13 Sep 2024)
    • [FCA CF] Client dealing (6 Jul 2023 to 13 Sep 2024)
  • Marcus Andrew Pilkington

    IRN MAP01188

    • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 31 Oct 2007)
  • Margaret Mary Lowe

    IRN MML01013

    • CF30 Customer (1 Nov 2007 to 17 Jul 2017)
    • CF1 Director (11 Jan 2002 to 31 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Marieke Kernet

    IRN MXK00243

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 31 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.