Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 Jun 2022 to 30 Sep 2022)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (7 May 2013 to 8 Dec 2019)
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- CF30 Customer (27 Apr 2011 to 30 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2017)
- CF1 Director (11 Jan 2002 to 31 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.