Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
  • Premier Pensions and Tax Consultancy Limited (no longer approved here)

    FRN 482631

    • CF30 Customer (28 Feb 2011 to 28 Jun 2011)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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