Premier Pensions and Tax Consultancy Limited

• Principal Place of Business

  Beech Court Business Centre

  Moss Brow

  Warburton

  Lymm

  Cheshire

  WA13 9TL

  UNITED KINGDOM

  Phone

  +4401925758033

  Web

  https://www.pptconsultancy.co.uk

• Complaints Contact

  Beech Court Business Centre

  Moss Brow

  Warburton

  Lymm

  Cheshire

  WA13 9TL

  UNITED KINGDOM

  Phone

  +4401925758033

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair John Jeffcott

  IRN AXJ00495

  • CF1 Director (AR) (since 29 May 2024)
• Alison Hale

  IRN AXH00151

  • CF30 Customer (27 Dec 2013 to 15 Jan 2016)
• David Jason McLaughlin

  IRN DJM01692

  • CF2 Non Executive Director (AR) (17 Aug 2018 to 13 Feb 2023)
• Dylan Jones

  IRN DXJ00012

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 23 Apr 2024)
  • CF30 Customer (since 23 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (6 Jun 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jun 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Jun 2008 to 30 Sep 2018)
  • CF1 Director (6 Jun 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Jun 2008 to 31 Mar 2009)
  • CF30 Customer (6 Jun 2008 to 23 Mar 2023)
• Edward Roger Hill

  IRN EXH00265

  • [FCA CF] Client dealing (13 Apr 2023 to 2 Feb 2026)
  • [FCA CF] Functions requiring qualifications (13 Apr 2023 to 2 Feb 2026)
• Elizabeth Jane Patrick

  IRN EJM01108

  • CF30 Customer (27 Jun 2008 to 17 Dec 2010)
• Lisa Hill

  IRN LXH00392

  • [FCA CF] Functions requiring qualifications (18 Aug 2022 to 28 May 2025)
  • [FCA CF] Client dealing (18 Aug 2022 to 28 May 2025)
• Marcus Andrew Pilkington

  IRN MAP01188

  • CF30 Customer (28 Feb 2011 to 28 Jun 2011)
• Mark Philip Persechino

  IRN MPP00021

  • CF30 Customer (6 Aug 2012 to 23 Apr 2020)
• Michael William Caputo

  IRN MWC01093

  • CF2 Non Executive Director (AR) (17 May 2016 to 12 Mar 2024)

• McLintocks Wealth Management

  FRN 604904 · Appointed 24 Jul 2013

• My Tax Wealth Management Limited (no longer appointed)

  FRN 812160 · Appointed 22 Jun 2018 · Until 3 Apr 2023

No changes recorded yet.