Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AFH Independent Financial Services Limited
FRN 216704
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
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- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
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- CF30 Customer (6 Aug 2012 to 23 Apr 2020)
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- (3)Employed By (1 Jul 2011 to 1 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2011)
- CF21 Investment Adviser (11 Jun 2004 to 31 Oct 2007)
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- (7)Employed By (11 Jun 2004 to 23 Apr 2020)
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- CF21 Investment Adviser (16 Apr 2002 to 28 May 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at APFS Financial Solutions LLP
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controlled function added: (3)Employed By at APFS Financial Solutions LLP