Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • LOGIC WEALTH PLANNING LTD (no longer approved here)

    FRN 435878

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • Premier Pensions and Tax Consultancy Limited (no longer approved here)

    FRN 482631

    • CF30 Customer (6 Aug 2012 to 23 Apr 2020)
  • APFS Financial Solutions LLP (no longer approved here)

    FRN 551195

    • (3)Employed By (1 Jul 2011 to 1 Sep 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (11 Jun 2004 to 31 Oct 2007)
  • AP Financial Planning Services Ltd (no longer approved here)

    FRN 224869

    • (7)Employed By (11 Jun 2004 to 23 Apr 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Apr 2002 to 28 May 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at APFS Financial Solutions LLP

  2. controlled function added: (3)Employed By at APFS Financial Solutions LLP