Luke Brooks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dart Capital Limited

    FRN 137569

    • [FCA CF] Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (since 23 Dec 2024)
  • HFS Milbourne Financial Services Limited

    FRN 125051

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 4 Oct 2021)
    • [FCA CF] Significant management (23 Oct 2020 to 2 Sep 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
    • [FCA CF] Manager of certification employee (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 2 Jul 2021)
    • [FCA CF] Significant management (23 Oct 2020 to 2 Sep 2022)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • [FCA CF] Material risk taker (since 20 Aug 2025)
    • [FCA CF] Manager of certification employee (since 31 May 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (23 Oct 2020 to 2 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 8 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.