Lee Sweeting

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2021)
    • CF30 Customer (16 Feb 2012 to 8 Dec 2019)
  • Churchill Investments Plc (no longer approved here)

    FRN 182363

    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 24 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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