Churchill Investments Plc

Date authorised
1 April 2013
Companies House
03125227
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Graham Gilchrist

    IRN CGG01013

    • CF1 Director (1 Dec 2001 to 21 Oct 2011)
  • David Gwynne-Jones

    IRN DXG00038

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
  • David Kenneth Bull

    IRN DKB00013

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian William Evans

    IRN IWE00002

    • CF30 Customer (1 Nov 2007 to 9 Mar 2012)
    • CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
  • James Edward Bloodworth

    IRN JEB01216

    • CF30 Customer (4 Apr 2008 to 9 Mar 2012)
  • James Kenneth Ware

    IRN JKW00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (AR) (20 Jun 2011 to 9 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Jonathan William Lawson

    IRN JWL01077

    • CF30 Customer (12 Oct 2009 to 9 Mar 2012)
  • Julia Mary Kittow

    IRN JMK00021

    • CF21 Investment Adviser (29 May 2003 to 30 Nov 2004)
  • Lee Sweeting

    IRN LXS01325

    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 24 Nov 2006)
  • Malcolm Weightman

    IRN MXW00201

    • CF1 Director (1 Dec 2001 to 30 Jun 2004)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.