Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 25 Apr 2023)
    • Responsible for Insurance Distribution (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (12 May 2014 to 8 Dec 2019)
    • CF1 Director (12 May 2014 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (15 Mar 2012 to 11 May 2014)
    • CF1 Director (AR) (15 Mar 2012 to 11 May 2014)
  • Churchill Investments Plc (no longer approved here)

    FRN 182363

    • CF30 Customer (12 Oct 2009 to 9 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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