Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
- CF30 Customer (12 May 2014 to 11 Feb 2022)
- CF1 Director (12 May 2014 to 19 Jan 2016)
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- CF30 Customer (3 May 2012 to 11 May 2014)
- CF1 Director (AR) (3 May 2012 to 11 May 2014)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2012)
- CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.