Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 2 Jul 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
  • Nicholls Stevens (Financial Services) Limited (no longer approved here)

    FRN 664926

    • CF30 Customer (18 Oct 2017 to 28 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.