Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HW Financial Services Limited
FRN 134190
- [FCA CF] Manager of certification employee (since 7 Nov 2022)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 7 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
- [FCA CF] Client dealing (since 2 Jul 2021)
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- [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
- CF30 Customer (4 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (18 Oct 2017 to 28 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.