Kevin Broadbent

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Manager of certification employee (since 29 Mar 2023)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 29 Mar 2023)
    • [FCA CF] Client dealing (since 2 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (11 Apr 2022 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 Jun 2012 to 15 Oct 2018)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (23 Mar 2011 to 30 Apr 2012)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (12 Nov 2009 to 4 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.