Kenneth John Burfitt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heron Wealth Management Limited

    FRN 428873

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 12 Jul 2022)
    • Responsible for Insurance Distribution (since 12 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (10 May 2019 to 8 Dec 2019)
    • CF30 Customer (10 May 2019 to 8 Dec 2019)
  • Priscum Limited (no longer approved here)

    FRN 507387

    • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (14 Feb 2011 to 18 Jul 2014)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Mar 2003 to 2 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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