Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF9 Chair of the Governing Body (30 Jan 2020 to 11 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
- CF3 Chief Executive (5 Sep 2013 to 28 Sep 2018)
- CF1 Director (23 Jul 2010 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (7 Mar 2016 to 11 May 2021)
- CF1 Director (5 Sep 2013 to 6 Mar 2016)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
- CF3 Chief Executive (5 Sep 2013 to 17 Oct 2018)
- CF1 Director (19 Sep 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.