Kevin Stopps

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S&W Partners Corporate Finance Limited (no longer approved here)
FRN 216729
- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2021)
- SMF3 Executive Director (9 Dec 2019 to 11 May 2021)
- CF3 Chief Executive (5 Sep 2013 to 8 Dec 2019)
- CF1 Director (19 Sep 2006 to 8 Dec 2019)
Evelyn Partners Asset Management Limited (no longer approved here)
FRN 223074
- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
Evelyn Partners Investment Management LLP (no longer approved here)
FRN 580531
- Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
- SMF27 Partner (9 Dec 2019 to 11 May 2021)
- CF4 Partner (5 Sep 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.