HOBART CAPITAL MARKETS LLP

• Principal Place of Business

  Dean Bradley House

  52 Horseferry Road

  London

  SW1P 2AF

  UNITED KINGDOM

  Phone

  +4402070705656

  Web

  https://www.hobartcapital.com

• Complaints Contact

  Hobart Capital Markets Llp

  Dean Bradley House

  52 Horseferry Road

  London

  Westminster

  SW1P 2AF

  UNITED KINGDOM

  Phone

  +4402070705656

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Diable

  IRN DXD01116

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (25 May 2022 to 10 Nov 2025)
  • CF1 Director (AR) (25 May 2022 to 10 Nov 2025)
• David John Butler

  IRN DJB01241

  • CF30 Customer (2 Jan 2014 to 27 Dec 2017)
• David John Taylor

  IRN DJT01111

  • CF30 Customer (2 Apr 2013 to 21 May 2013)
• David Sean McCreadie

  IRN DSM01055

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2023)
  • CF30 Customer (23 Nov 2016 to 8 Dec 2019)
• Duncan James White

  IRN DJW01181

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Apr 2013 to 8 Dec 2019)
• Emyr Wardle

  IRN EMS01022

  • [FCA CF] Client dealing (since 1 Aug 2024)
• Fergus James McKenzie-O'Mahoney

  IRN FXM00100

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Ge Peng

  IRN GXP00382

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 5 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2024)
• Giap Wang Chong

  IRN GWC01038

  • [FCA CF] Client dealing (9 Dec 2020 to 3 Jun 2025)
• Graham Thomas Joy

  IRN GTJ01010

  • [FCA CF] Client dealing (since 9 Dec 2020)

• BOSH LIMITED (no longer appointed)

  FRN 973454 · Appointed 4 Apr 2022 · Until 17 Nov 2025 · Tied agent

• DDGI Limited (no longer appointed)

  FRN 646882 · Appointed 17 Sep 2014 · Until 23 Dec 2020

• DD&CO LIMITED (no longer appointed)

  FRN 646679 · Appointed 16 Sep 2014 · Until 1 Jul 2024

No changes recorded yet.