David Sean McCreadie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2023)
- CF30 Customer (23 Nov 2016 to 8 Dec 2019)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (15 Jul 2015 to 4 Mar 2016)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (28 Jan 2014 to 1 May 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (22 Feb 2008 to 4 Jan 2012)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.