Emyr Wardle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP
FRN 593186
- [FCA CF] Client dealing (since 1 Aug 2024)
Armira Capital Limited (no longer approved here)
FRN 714282
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
- CF30 Customer (8 Jun 2018 to 8 Dec 2019)
Amstel Securities LLP (no longer approved here)
FRN 599236
- CF4 Partner (26 Feb 2014 to 31 May 2018)
- CF30 Customer (1 Nov 2013 to 31 May 2018)
INTEGRA CAPITAL LIMITED (no longer approved here)
FRN 197336
- CF30 Customer (15 Jun 2012 to 7 Oct 2013)
- CF21 Investment Adviser (3 Mar 2003 to 31 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.