Date authorised
1 April 2013
Companies House
03915449
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 1
    82 Marylebone High Street
    London
    Westminster
    W1U 4QN
    UNITED KINGDOM
    Phone
    +4407771750170
  • Complaints Contact

    Flat 1
    82 Marylebone High Street
    London
    Westminster
    W1U 4QN
    UNITED KINGDOM
    Phone
    +4407771750170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Andreas Broad

    IRN CAB01212

    • [FCA CF] Client dealing (15 Mar 2023 to 29 Feb 2024)
  • Christopher Simon Jacobs

    IRN CXJ00128

    • [FCA CF] Client dealing (7 Dec 2020 to 15 Mar 2023)
  • Claudio Loi

    IRN CXL01407

    • CF30 Customer (6 Apr 2010 to 30 Nov 2010)
  • David Howard Phillips

    IRN DHP01020

    • CF30 Customer (8 Jun 2017 to 8 Dec 2019)
  • Emyr Wardle

    IRN EMS01022

    • CF30 Customer (15 Jun 2012 to 7 Oct 2013)
    • CF21 Investment Adviser (3 Mar 2003 to 31 Aug 2006)
  • Evan Daniel Mattenson

    IRN EDM01038

    • CF30 Customer (26 May 2015 to 7 Jun 2016)
  • Fabio Agostini

    IRN FXA01144

    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • Herkishin Jivan Dialdas

    IRN HJD01028

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2020)
    • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
  • Jean François Colin

    IRN JFC01091

    • CF21 Investment Adviser (6 Jun 2007 to 19 Oct 2007)
    • CF27 Investment Management (6 Jun 2007 to 19 Oct 2007)
  • John Agostino Domenico Silva

    IRN JXS01598

    • CF30 Customer (1 Nov 2007 to 7 Jun 2016)
    • CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.