Herkishin Jivan Dialdas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Diagram Capital Ltd

    FRN 766786

    • [FCA CF] Client dealing (since 25 Oct 2024)
    • [FCA CF] Significant management (since 25 Oct 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Nov 2020 to 7 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2025)
    • CF1 Director (2 May 2017 to 9 Oct 2018)
    • CF10 Compliance Oversight (2 May 2017 to 8 Dec 2019)
    • CF30 Customer (2 May 2017 to 21 Dec 2018)
  • INTEGRA CAPITAL LIMITED (no longer approved here)

    FRN 197336

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2020)
    • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (13 Jul 2015 to 11 Mar 2016)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (11 May 2012 to 24 Jul 2012)
  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.