Diagram Capital Ltd

• Principal Place of Business

  Cheyne House

  2 Crown Court

  London

  EC2V 6JP

  UNITED KINGDOM

  Phone

  +4402037505503

  Web

  https://www.diagramcapital.co.uk

• Complaints Contact

  Cheyne House

  2 Crown Court

  London

  EC2V 6JP

  UNITED KINGDOM

  Phone

  +4402037505503

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ademe Satbaldievna Khairakhmetova

  IRN AXK01552

  • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
  • CF30 Customer (2 May 2017 to 8 Dec 2019)
  • CF3 Chief Executive (2 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 May 2017 to 8 Dec 2019)
  • CF1 Director (2 May 2017 to 8 Dec 2019)
• Alina Ostasevska

  IRN AXO00216

  • [FCA CF] Client dealing (since 18 Oct 2022)
• Alina Vlaicu

  IRN AXV00174

  • [FCA CF] Client dealing (since 17 Apr 2023)
• Andrei Keizar

  IRN AXK00263

  • [PRA CF] Key function holder (26 Nov 2020 to 19 Jul 2021)
  • [FCA CF] Client dealing (26 Nov 2020 to 19 Jul 2021)
• Andrejs Janisovs

  IRN AXJ11664

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
  • [PRA CF] Key function holder (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Anton Zherebtsov

  IRN AXZ01138

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2022)
  • CF30 Customer (5 Oct 2019 to 8 Dec 2019)
• Boriss Kinbers

  IRN BXK00132

  • [FCA CF] Client dealing (since 8 Aug 2022)
• Daniels Belevics

  IRN DXB00846

  • [FCA CF] Client dealing (since 25 May 2023)
• Darren Patrick O'Hare

  IRN DPO01029

  • [PRA CF] Key function holder (10 Jan 2024 to 31 Jan 2024)
  • [FCA CF] Client dealing (10 Jan 2024 to 31 Jul 2024)
• Dimitry Kuzmin

  IRN DXK01535

  • CF30 Customer (22 May 2017 to 9 Oct 2018)

• Onforce Investments UK Ltd (no longer appointed)

  FRN 917673 · Appointed 2 Dec 2019 · Until 21 Sep 2020

No changes recorded yet.