Amstel Securities LLP

• Principal Place of Business

  14 Hanover Square

  London

  Westminster

  W1S 1HN

  UNITED KINGDOM

  Phone

  +447767313260

  Web

  https://www.amstelsecurities.com

• Complaints Contact

  14 Hanover Square

  London

  Westminster

  W1S 1HN

  UNITED KINGDOM

  Phone

  +447767313260

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Amstel Securities UK Ltd

  IRN XXA01261

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
• Adrian Charles Durrant

  IRN ACD01038

  • CF30 Customer (8 Oct 2018 to 2 Aug 2019)
• Andrea Peter Cappuccini

  IRN APC01079

  • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
• Andrej Polak

  IRN AXP02790

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (1 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
• Andrew Sheppard

  IRN AJS01289

  • CF4 Partner (11 Apr 2017 to 31 May 2018)
  • CF30 Customer (27 Jul 2016 to 31 May 2018)
• Daren Hall

  IRN DXH01314

  • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
• Domenico Savastano

  IRN DXS02883

  • CF30 Customer (11 May 2017 to 1 Aug 2017)
• Emyr Wardle

  IRN EMS01022

  • CF4 Partner (26 Feb 2014 to 31 May 2018)
  • CF30 Customer (1 Nov 2013 to 31 May 2018)
• Jacobus Antonius Maria Arkesteijn

  IRN JAA01206

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
  • CF4 Partner (1 Jan 2016 to 8 Dec 2019)
• James Robert Riley

  IRN JRR01122

  • CF4 Partner (1 Apr 2017 to 22 Aug 2018)
  • CF30 Customer (8 Mar 2017 to 22 Aug 2018)

No changes recorded yet.