James Robert Riley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MRP Capital Partners Limited (no longer approved here)
FRN 996860
- [FCA CF] Client dealing (16 Sep 2024 to 31 Mar 2025)
- [FCA CF] Material risk taker (16 Sep 2024 to 31 Mar 2025)
Amstel Securities LLP (no longer approved here)
FRN 599236
- CF4 Partner (1 Apr 2017 to 22 Aug 2018)
- CF30 Customer (8 Mar 2017 to 22 Aug 2018)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF30 Customer (22 Mar 2012 to 28 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.