Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HOBART CAPITAL MARKETS LLP
FRN 593186
- [FCA CF] Client dealing (since 1 Aug 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
- CF30 Customer (8 Jun 2018 to 8 Dec 2019)
-
- CF4 Partner (11 Apr 2017 to 31 May 2018)
- CF30 Customer (27 Jul 2016 to 31 May 2018)
-
- CF30 Customer (26 Jan 2016 to 27 Jul 2016)
-
- CF30 Customer (27 Aug 2015 to 23 Nov 2015)
-
- CF30 Customer (25 May 2012 to 31 Oct 2013)
-
- CF30 Customer (9 Jan 2008 to 27 Feb 2009)
-
- CF21 Investment Adviser (16 Jul 2007 to 28 Aug 2007)
-
- CF26 Customer Trading (6 Jun 2005 to 23 Aug 2005)
- CF21 Investment Adviser (6 Jun 2005 to 23 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.