Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2020)
- CF30 Customer (11 Sep 2019 to 8 Dec 2019)
-
- CF30 Customer (8 Oct 2018 to 2 Aug 2019)
-
- CF4 Partner (2 Apr 2012 to 13 Jun 2018)
- CF30 Customer (15 Nov 2011 to 13 Jun 2018)
-
- CF21 Investment Adviser (4 Jul 2003 to 1 Jun 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.