Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
  • Invicta Securities Limited (no longer approved here)

    FRN 610220

    • [FCA CF] Client dealing (14 Mar 2024 to 29 Sep 2024)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (8 Jun 2020 to 19 Apr 2023)
  • Amstel Securities LLP (no longer approved here)

    FRN 599236

    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (8 Oct 2015 to 6 Mar 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (2 Mar 2015 to 7 Aug 2015)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF4 Partner (AR) (16 Sep 2013 to 6 Jan 2015)
    • CF30 Customer (9 Apr 2013 to 6 Jan 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 1 Feb 2013)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 1 Feb 2013)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (11 Jun 2004 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.