Invicta Securities Limited

• Principal Place of Business

  83 Baker Street

  London

  W1U 6AG

  UNITED KINGDOM

  Phone

  +4402033978650

  Web

  https://www.invictasecurities.co.uk

• Complaints Contact

  83 Baker Street

  London

  W1U 6AG

  UNITED KINGDOM

  Phone

  +4402033978650

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Brian Nicholas Lynch

  IRN BNL01011

  • CF30 Customer (4 Jan 2017 to 14 Dec 2017)
• Catia Lagrotteria

  IRN CXL01515

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 May 2018 to 8 Dec 2019)
• Cosimo Argentieri

  IRN CXA01228

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Proprietary trader (since 12 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10 Compliance Oversight (24 Jun 2016 to 8 Dec 2019)
  • CF1 Director (9 May 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 May 2014 to 27 Jul 2015)
  • CF30 Customer (9 May 2014 to 8 Dec 2019)
• Daren Hall

  IRN DXH01314

  • [FCA CF] Client dealing (14 Mar 2024 to 29 Sep 2024)
• Eric Laurence Oliphant

  IRN ELO01002

  • CF30 Customer (5 May 2015 to 20 Mar 2017)
• Francesco Guerzoni

  IRN FXG01246

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (27 Aug 2019 to 8 Dec 2019)
• Frank Baden

  IRN FXB01261

  • CF30 Customer (11 Sep 2014 to 3 Jul 2015)
• Gabriele Magnoni

  IRN GXM01305

  • [FCA CF] Client dealing (12 Mar 2021 to 30 Apr 2025)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Gianfranco Tamburrini

  IRN GXT00230

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Paul Alexander Rushton

  IRN PAR01080

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)

No changes recorded yet.