Invicta Securities Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
83 Baker StreetLondonW1U 6AGUNITED KINGDOM- Phone
- +4402033978650
-
Complaints Contact
83 Baker StreetLondonW1U 6AGUNITED KINGDOM- Phone
- +4402033978650
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Paul Blake
IRN PXB01313
- CF30 Customer (9 May 2014 to 30 Nov 2017)
- CF1 Director (9 May 2014 to 30 Nov 2017)
-
Paul Crosby
IRN PXC01397
- CF30 Customer (11 Jun 2015 to 16 Oct 2015)
-
Raffaele PIEMONTESE
IRN RXP02377
- CF30 Customer (26 Apr 2018 to 1 Feb 2019)
-
Richard James Kay
IRN RJK01124
- CF10 Compliance Oversight (28 Aug 2015 to 16 Jun 2016)
- CF11 Money Laundering Reporting (28 Aug 2015 to 16 Jun 2016)
-
Teresa Di Caprio
IRN TXD00237
- [FCA CF] Client dealing (1 Mar 2023 to 8 Sep 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.