Date authorised
9 May 2014
Companies House
08561884
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    83 Baker Street
    London
    W1U 6AG
    UNITED KINGDOM
    Phone
    +4402033978650
  • Complaints Contact

    83 Baker Street
    London
    W1U 6AG
    UNITED KINGDOM
    Phone
    +4402033978650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Blake

    IRN PXB01313

    • CF30 Customer (9 May 2014 to 30 Nov 2017)
    • CF1 Director (9 May 2014 to 30 Nov 2017)
  • Paul Crosby

    IRN PXC01397

    • CF30 Customer (11 Jun 2015 to 16 Oct 2015)
  • Raffaele PIEMONTESE

    IRN RXP02377

    • CF30 Customer (26 Apr 2018 to 1 Feb 2019)
  • Richard James Kay

    IRN RJK01124

    • CF10 Compliance Oversight (28 Aug 2015 to 16 Jun 2016)
    • CF11 Money Laundering Reporting (28 Aug 2015 to 16 Jun 2016)
  • Teresa Di Caprio

    IRN TXD00237

    • [FCA CF] Client dealing (1 Mar 2023 to 8 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.