Richard James Kay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Binary Capital Limited (no longer approved here)

    FRN 507900

    • CF10 Compliance Oversight (22 Oct 2019 to 5 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2019 to 5 Dec 2019)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF10 Compliance Oversight (19 Nov 2018 to 3 Jun 2019)
    • CF11 Money Laundering Reporting (13 Feb 2018 to 3 Jun 2019)
  • Fortrade Limited (no longer approved here)

    FRN 609970

    • CF1 Director (20 Sep 2016 to 29 Dec 2017)
    • CF10 Compliance Oversight (16 Aug 2016 to 29 Dec 2017)
    • CF11 Money Laundering Reporting (16 Aug 2016 to 4 Dec 2017)
  • Invicta Securities Limited (no longer approved here)

    FRN 610220

    • CF11 Money Laundering Reporting (28 Aug 2015 to 16 Jun 2016)
    • CF10 Compliance Oversight (28 Aug 2015 to 16 Jun 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Jan 2012 to 21 Sep 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Sep 2010 to 4 Oct 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Feb 2009 to 6 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.