David John Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Riverfield Partners LLP
FRN 440130
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 May 2014 to 8 Dec 2019)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (2 Apr 2013 to 21 May 2013)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF30 Customer (1 Nov 2007 to 18 Nov 2011)
- CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (1 Oct 2002 to 8 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.