Date authorised
1 April 2013
Companies House
OC313601
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 13
    Vicarage House
    58-60 Kensington Church Street
    London
    W8 4DB
    UNITED KINGDOM
    Phone
    +442073683389
  • Complaints Contact

    Suite 13
    Vicarage House
    58-60 Kensington Church Street
    London
    W8 4DB
    UNITED KINGDOM
    Phone
    +442073683389

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Des Voeux Limited

    IRN XXD01022

    • CF4 Partner (22 May 2006 to 19 Apr 2013)
  • . Riverfield Limited

    IRN XXR01121

    • SMF27 Partner (9 Dec 2019 to 15 Jul 2021)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Craig Lynch Lynch

    IRN CXL01114

    • [FCA CF] Client dealing (since 4 Mar 2026)
  • Daniele Milizia

    IRN DXM25504

    • SMF16 Compliance Oversight (since 27 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2020)
  • David John Taylor

    IRN DJT01111

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 May 2014 to 8 Dec 2019)
  • Ferdinando Mazzi

    IRN FXM01523

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
    • CF4 Partner (9 Apr 2013 to 8 Dec 2019)
  • Frederic Moeremans d'Emaus

    IRN FXM01645

    • CF30 Customer (26 May 2015 to 8 Dec 2019)
  • Lawrence Herbert Ward

    IRN LLW01002

    • CF30 Customer (21 Jul 2015 to 17 Jan 2018)
    • CF4 Partner (AR) (21 Jul 2015 to 17 Jan 2018)
  • Luigi Francesco Cesare F Fera

    IRN LFF01007

    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • Richard Anthony Haw

    IRN RAH01226

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2020)
    • CF10 Compliance Oversight (18 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (14 Feb 2006 to 8 Dec 2019)
    • CF27 Investment Management (14 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Feb 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.