Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel David Bongard

  IRN NDB01018

  • CF11 Money Laundering Reporting (1 Apr 2010 to 4 Dec 2014)
  • CF10 Compliance Oversight (1 Apr 2010 to 4 Dec 2014)
• Patrick Thomas Galligan

  IRN PTG01023

  • CF28 Systems and controls (24 Dec 2010 to 19 Nov 2012)
• Pavan Gupte

  IRN PXG01211

  • CF30 Customer (5 Oct 2010 to 19 Aug 2011)
• Perry Denis Noble

  IRN PDN01050

  • [FCA CF] Client dealing (since 1 Jan 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • SMF27 Partner (15 Feb 2022 to 31 Dec 2022)
  • [FCA CF] Material risk taker (1 Mar 2021 to 15 Feb 2022)
  • [FCA CF] Client dealing (1 Apr 2020 to 15 Feb 2022)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 15 Feb 2022)
  • CF30 Customer (7 Aug 2013 to 8 Dec 2019)
• Peter Gale

  IRN PXG01219

  • [FCA CF] Manager of certification employee (1 Jan 2023 to 31 Jul 2024)
  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Jul 2024)
  • [FCA CF] Client dealing (1 Jan 2023 to 31 Jul 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2010 to 8 Dec 2019)
• Peter Hofbauer

  IRN PXH01830

  • CF29 Significant management (12 May 2017 to 19 Nov 2019)
  • CF30 Customer (29 Mar 2012 to 19 Nov 2019)
• Radha Dudhia

  IRN RXD00238

  • [FCA CF] Significant management (24 Mar 2020 to 28 Feb 2023)
• Rhianydd Griffith

  IRN RXG00247

  • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2023)
• Robert Boyd Pierre Wall

  IRN RBW01047

  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Robert Edward Hall

  IRN RXH00672

  • [FCA CF] Client dealing (11 Sep 2023 to 18 Oct 2024)
  • [FCA CF] Manager of certification employee (11 Sep 2023 to 18 Oct 2024)

No changes recorded yet.