Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes GPE LLP

    FRN 511314

    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jan 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • SMF27 Partner (15 Feb 2022 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Mar 2021 to 15 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 15 Feb 2022)
    • [FCA CF] Client dealing (1 Apr 2020 to 15 Feb 2022)
    • CF30 Customer (7 Aug 2013 to 8 Dec 2019)
  • Long Harbour Ltd (no longer approved here)

    FRN 591530

    • CF2 Non Executive Director (6 Aug 2014 to 31 Dec 2014)
    • CF1 Director (3 May 2013 to 22 Jul 2014)
    • CF30 Customer (3 May 2013 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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