Long Harbour Ltd

• Principal Place of Business

  The Space

  117 Piccadilly

  London

  Westminster

  W1J 7JU

  UNITED KINGDOM

  Phone

  +4402077238881

  Web

  http://www.longharbour.co.uk

• Complaints Contact

  The Space

  117 Piccadilly

  London

  Westminster

  W1J 7JU

  UNITED KINGDOM

  Phone

  +4402077238881

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aldred Robert Alexander Drummond

  IRN ARD01147

  • [FCA CF] Material risk taker (31 Mar 2021 to 6 Jul 2022)
  • [FCA CF] Client dealing (31 Mar 2021 to 6 Jul 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 6 Jul 2022)
  • CF30 Customer (20 Mar 2014 to 8 Dec 2019)
• Alexander Maxwell Slade

  IRN AMS01396

  • CF30 Customer (1 Jul 2016 to 14 Nov 2018)
• Andrew Gareth Wheeler

  IRN AGW01125

  • [FCA CF] Client dealing (31 Mar 2021 to 4 Oct 2024)
  • [FCA CF] Material risk taker (31 Mar 2021 to 4 Oct 2024)
• Cecile Babcock

  IRN CXB00380

  • [FCA CF] Client dealing (31 Mar 2021 to 31 May 2023)
  • [FCA CF] Material risk taker (31 Mar 2021 to 31 May 2023)
• Christophe Gailly de Taurines

  IRN CXG01151

  • [FCA CF] Client dealing (31 Mar 2021 to 25 Sep 2025)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 11 Jan 2024)
  • [FCA CF] Material risk taker (31 Mar 2021 to 11 Jan 2024)
  • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
• Douglas Pender Scott McKenzie

  IRN DPM01166

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2020)
  • CF1 Director (3 May 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 May 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 May 2013 to 8 Dec 2019)
• Edward Spicer

  IRN EXS00374

  • [FCA CF] Client dealing (since 30 May 2024)
• Gerald Templer

  IRN GXT21037

  • [FCA CF] Client dealing (31 Mar 2021 to 27 Oct 2023)
  • [FCA CF] Material risk taker (31 Mar 2021 to 27 Oct 2023)
  • CF30 Customer (28 Sep 2019 to 8 Dec 2019)
• Gurinderjeet Singh Kullar

  IRN GXS01937

  • [FCA CF] Client dealing (29 Jan 2024 to 31 May 2025)
• Harry James Cooke

  IRN HXC00173

  • [FCA CF] Material risk taker (24 Feb 2022 to 24 May 2024)

No changes recorded yet.