Long Harbour Ltd

• Principal Place of Business

  The Space

  117 Piccadilly

  London

  Westminster

  W1J 7JU

  UNITED KINGDOM

  Phone

  +4402077238881

  Web

  http://www.longharbour.co.uk

• Complaints Contact

  The Space

  117 Piccadilly

  London

  Westminster

  W1J 7JU

  UNITED KINGDOM

  Phone

  +4402077238881

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Hugh Thomas

  IRN HXT26253

  • SMF16 Compliance Oversight (20 May 2020 to 31 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 May 2020 to 31 Dec 2025)
• Jack Francis Spearman

  IRN JFS01108

  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (3 May 2013 to 8 Dec 2019)
• James Stacy Aumonier

  IRN JSA01067

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 May 2013 to 8 Dec 2019)
  • CF30 Customer (3 May 2013 to 8 Dec 2019)
• John Grogan

  IRN JXG01901

  • CF28 Systems and controls (3 May 2013 to 31 Jan 2014)
  • CF29 Significant management (3 May 2013 to 31 Jan 2014)
  • CF30 Customer (3 May 2013 to 31 Jan 2014)
• Patrick Harlow

  IRN PXH00705

  • [FCA CF] Client dealing (1 Jan 2024 to 31 May 2025)
• Paul Stuart Mason

  IRN PSM01133

  • CF30 Customer (1 Jul 2016 to 14 Nov 2018)
• Perry Denis Noble

  IRN PDN01050

  • CF2 Non Executive Director (6 Aug 2014 to 31 Dec 2014)
  • CF1 Director (3 May 2013 to 22 Jul 2014)
  • CF30 Customer (3 May 2013 to 31 Dec 2014)
• Rebecca Maree Taylor

  IRN RMT01122

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
• Retha Fourie

  IRN FXR01219

  • CF28 Systems and controls (3 May 2013 to 8 Dec 2019)
• Richard Arthur MacDowel

  IRN RAM01122

  • [FCA CF] Material risk taker (since 4 May 2021)
  • [FCA CF] Manager of certification employee (since 4 May 2021)

No changes recorded yet.