Long Harbour Ltd

Date authorised
3 May 2013
Companies House
06905581
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Space
    117 Piccadilly
    London
    Westminster
    W1J 7JU
    UNITED KINGDOM
    Phone
    +4402077238881
    Web
    http://www.longharbour.co.uk

  • Complaints Contact

    The Space
    117 Piccadilly
    London
    Westminster
    W1J 7JU
    UNITED KINGDOM
    Phone
    +4402077238881

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Silva

    IRN RXS01514

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 May 2013 to 8 Dec 2019)
    • CF1 Director (3 May 2013 to 8 Dec 2019)
  • Stephen Hockaday

    IRN SXH00479

    • [FCA CF] Material risk taker (31 Mar 2021 to 17 Nov 2023)
    • [FCA CF] Client dealing (31 Mar 2021 to 17 Nov 2023)
  • Victoria Louise Stanley

    IRN VLS01023

    • CF30 Customer (12 Mar 2014 to 30 Jan 2018)
  • William Philip Cazaly

    IRN WXC00204

    • [FCA CF] Client dealing (since 19 Aug 2025)
  • William Verner

    IRN WXV01001

    • CF30 Customer (16 Jul 2013 to 22 Sep 2015)
  • William Waldorf Astor

    IRN WWA01003

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (3 May 2013 to 8 Dec 2019)
    • CF3 Chief Executive (3 May 2013 to 8 Dec 2019)
    • CF30 Customer (3 May 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.