Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Long Harbour Ltd
FRN 591530
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (3 May 2013 to 8 Dec 2019)
- CF1 Director (3 May 2013 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 14 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.