Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Paul Greville

  IRN RPG01015

  • CF4 Partner (22 Jun 2011 to 16 Dec 2011)
• Rupert James Clarke

  IRN RJC01164

  • CF4 Partner (1 Apr 2010 to 29 Nov 2011)
• Saker Anwar Nusseibeh

  IRN SAN01016

  • SMF27 Partner (since 25 Mar 2024)
• Sanjeev Phakey

  IRN SXP01623

  • [FCA CF] Client dealing (since 24 Jun 2024)
• Simon Gareth Moss

  IRN SGM01107

  • [FCA CF] Material risk taker (1 Mar 2022 to 14 Feb 2024)
  • [FCA CF] Client dealing (8 Oct 2020 to 14 Feb 2024)
  • SMF27 Partner (30 Jan 2020 to 22 Jun 2020)
  • CF29 Significant management (29 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (14 Jul 2010 to 8 Dec 2019)
• Sonja Renee Rendell

  IRN SXR00603

  • [FCA CF] Material risk taker (20 Sep 2023 to 5 Feb 2024)
• Stephen Allen

  IRN SXA01242

  • CF4 Partner (13 Apr 2011 to 30 Sep 2015)
• Stephen James McGoohan

  IRN SXM00251

  • SMF1 Chief Executive (since 31 Mar 2025)
  • SMF27 Partner (since 23 Dec 2020)
• Steven Nathan Pugh

  IRN SNP01037

  • [FCA CF] Material risk taker (1 Mar 2022 to 18 Feb 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 18 Feb 2025)
  • [FCA CF] Client dealing (1 Apr 2020 to 18 Feb 2025)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Stuart James Woodyatt

  IRN SJW01453

  • CF28 Systems and controls (8 Aug 2013 to 17 Nov 2014)

No changes recorded yet.