Steven Nathan Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • [FCA CF] Material risk taker (1 Mar 2022 to 18 Feb 2025)
    • [FCA CF] Client dealing (1 Apr 2020 to 18 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 18 Feb 2025)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 11 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 11 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.