Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • [FCA CF] Client dealing (16 Nov 2022 to 31 Jan 2026)
    • [FCA CF] Manager of certification employee (16 Nov 2022 to 3 Apr 2025)
    • [FCA CF] Material risk taker (16 Nov 2022 to 3 Apr 2025)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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