HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Flowers
IRN AJF01141
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 5 Jun 2003)
Andrew John Wait
IRN AJW00065
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Andrew Jon Saines
IRN AJS00122
- CF21 Investment Adviser (17 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 17 Feb 2003)
Andrew Kilby
IRN AJK00024
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Andrew Lacklison
IRN AGL00013
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Leslie Rutherford Patterson
IRN ALP00009
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Mark Hodgson
IRN AMH00053
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew Mark Parsons
IRN AMP01157
- CF28 Systems and controls (15 Jun 2012 to 1 Sep 2016)
- CF10 Compliance Oversight (15 Jun 2012 to 4 Mar 2013)
- CF11 Money Laundering Reporting (15 Jun 2012 to 31 Jan 2013)
Andrew Martin Dyson
IRN AMD00014
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew Michael Peck
IRN AMP01171
- CF2 Non Executive Director (9 Jan 2008 to 25 Jan 2012)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.